Growth Capital

Growth Capital: Private Placements and Mini-IPOs

Windom Peaks Capital leverages its deep relationships throughout the U.S. with private equity investors, mezzanine, and senior lenders to assist clients in raising capital through institutional private placements of equity, subordinated debt, and senior debt.

Windom Peaks Capital focuses on seed and early stage transactions where the client company has “home run” potential and an extraordinarily disruptive idea or technology, as well as later-stage private transactions, typically for those client companies seeking to raise at least $6 million. Raised equity is generally used to finance continued internal growth or possible acquisitions. Windom Peaks can also assist in a re-capitalization to facilitate an alternative capital structure, a management buyout or to provide partial liquidity to current owners and shareholders. Private placements may also provide an opportunity for strategic investors, such as business partners, customers, or suppliers, to contribute to a company’s growth through an equity investment

Equity Capital Markets

To further corporate growth, value recovery and the creation of wealth, Windom Peaks provides business owners insights to:

• Why companies with exceptional growth strategies need to raise money?
• What is the capital raising outlook?
• What makes private investments attractive?
• Where investors are focusing their attention?
• What it takes to raise capital, and on what terms?

Debt Capital Markets

Capital structure planning begins with the debt-to-equity choice and proceeds to examine debt and equity structuring opportunities including the fixed/floating choice, the choice to issue convertibles or common equity.   On the debt side, the framework proceeds to consider the maturity choice and the currency sourcing choice.

Capital Structure Planning Considerations

• What is likelihood that business will grow?
• What is likelihood that business will shrink?
• What are likely future needs for capital?
• What is the financial distress risk?
• What is the firm’s optimal capital structure?